June 2 Update on Conflict Minerals Filings

June 3 UPDATE:  Twelve other companies have filed so far after the June 1 deadline, and one other filed an amended SD.

Theoretically, all conflict minerals Form SD and CMRs should have been submitted to the SEC as of midnight last night.  So we ran another report this morning and this is what we came up with for filings made between January 1, 2015 – June 2, 2015:

  • 1255 total filers for CY2014, as compared to 1328 for CY2013
  • 61 CY2014 filers are “new” and did not file for CY2013.
  • Of those 61, we found 6 companies that are either newly regulated due to IPOs, or actually did file for CY2013 under another company name.

There may be additional submittals after the June 1 deadline, but we wouldn’t expect many.

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